You may have wondered which topics are frequently brought up during SEC Investment Adviser Examinations and where advisers are receiving deficiencies.
Shahrukh Khan is an investment funds lawyer and writer. He advises emerging managers on the formation, management, and operation of private funds. He also advises institutional
investors in connection with their investments into private funds.
It feels as though we have all been waiting eons for EXAMS to release a helpful risk alert for the new Marketing Rule.
The third-party marketing (3PM) industry, much like the broader financial services sector, has undergone significant changes over the past few decades.
The $95.1 billion New Jersey Division of Investment may expand its emerging manager program into public markets.
The $909 million Retirement Board of Allegheny County (Pa.) terminated two managers from its emerging manager program at its April 18 board meeting.
The $1.7 billion Cambridge (Mass.) Retirement System has issued an RFP seeking core real estate managers.
Lone View Capital has closed its inaugural growth-oriented private equity fund with $850 million in capital commitments
University of Notre Dame has named its next investment head as CIO Mike Donovan is set to retire in the coming months.
FEG Investment Advisors has hired Mary Jane Bobyock as a senior v.p. and advisor to work with its nonprofit clients.
This month, our feature story looks at Hispanic investors while we are in the middle of Hispanic Heritage Month.