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Expert Advice

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Compliance Column

Private Fund Series: Quarterly Statement Rule & Written Annual Review

11.01.23
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Q&A With Jamil French Of FisherBroyles, LLP

The Securities and Exchange Commission adopted new Investment Advisers Act rules (“Rules”) on Aug. 23 that aim to protect investors in private funds by imposing restrictions on and requiring transparency into certain adviser practices.

11.01.23
Compliance Column
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Compliance Column

The Use Of Hypothetical Performance

10.04.23
Compliance Column
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Compliance Column

Breaking Down The Code Of Ethics Reporting Requirements

08.02.23
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Compliance Column

IAR Continuing Education Requirements: What You Need To Know

07.05.23
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Compliance Column

Branch Office Information Safeguarding

06.07.23
Compliance Column
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Compliance Column

Exam Observations Of Newly Registered Advisors

05.03.23
Guest Column
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Guest Column

Florida – The Most WOKE State In The Country?

04.05.23
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An Emerging Manager’s Roadmap For Sustainable Growth

From my vantage point as a cfo in the alternative investment space, I’ve been immersed in understanding the holistic KPIs that underpin a firm’s financial health. Here’s what I’ve learned.

03.01.23
Editor's Note
Editor's Note

The New Year often brings optimism for change. Resolutions both personally and professionally are made with sincerity, yet studies show that on av­erage these resolutions do not even make it a month.

01.11.23