Columns

Private Fund Series: Quarterly Statement Rule & Written Annual Review

The Securities and Exchange Commission adopted new Investment Advisers Act rules (“Rules”) on Aug. 23 that aim to protect investors in private funds by imposing restrictions on and requiring transparency into certain adviser practices.

IAR Continuing Education Requirements: What You Need To Know

Branch Office Information Safeguarding

From my vantage point as a cfo in the alternative investment space, I’ve been immersed in understanding the holistic KPIs that underpin a firm’s financial health. Here’s what I’ve learned.

The New Year often brings optimism for change. Resolutions both personally and professionally are made with sincerity, yet studies show that on av­erage these resolutions do not even make it a month.