Columns

Is your money management firm too of­ten striking out in its early due diligence/get acquainted meetings with sophisti­cated investors?

This article examines the Preferential Treat­ment Rule adopted on Aug. 23 as part of the Securities and Exchange Commission’s new Private Fund Rule.

Private Fund Series: Quarterly Statement Rule & Written Annual Review

The Securities and Exchange Commission adopted new Investment Advisers Act rules (“Rules”) on Aug. 23 that aim to protect investors in private funds by imposing restrictions on and requiring transparency into certain adviser practices.

IAR Continuing Education Requirements: What You Need To Know

Branch Office Information Safeguarding