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Expert Advice

By Dan Sondhelm, Sondhelm Partners If you were too busy eating turkey or wrapping (and unwrapping)

01.05.17

Manager-of-manager platforms play an important role in the emerging manager ecosystem for both

12.08.16

While I was reviewing the amended Form ADV that will be required to be used for every filing after

11.03.16

I want to briefly discuss a topic about which questions have arisen in the last couple of months

10.06.16

Most investment firms were originally founded by people with a gift for managing money. Their

10.06.16

I am often asked about the deficiencies that are most frequently identified by the SEC examination

09.08.16

The traditional approach to investment management marketing relies on leveraging existing

09.08.16

A question I hear frequently is, “When will the SEC bring the Advisers Act into the 21st Century?”

08.04.16

Regardless of the sector, industry, or market niche, the world is growing ever-more reliant on

08.04.16

Really? A Business Continuity Rule? On Dec. 17, 2003, the Securities and Exchange Commission hit

07.07.16