Columns
Expert Advice
Perspective on 2015 SEC Commissioner Speeches
In my last article, I talked about the SEC’s Examination Priorities for 2015. Today, I want to talk
03.05.15
SEC Examination Priorities for 2015
On January 13, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) announced its
02.05.15
Seven Principles for Managing Cybersecurity
Cybersecurity has become one of the hottest topics in the asset management industry. The Securities
02.05.15
What To Expect In 2015
I would like to address some of the Securities and Exchange Commission’s upcoming priorities and
01.08.15
2014 Regulatory Year-In-Review
Last week, the Securities and Exchange Commission issued its 2014 Agency Financial Report. Not
12.04.14
How A U.S. Firm Found Success Down Under
By Luke MacRedmond Milestream
Australia’s mismatch of supply and demand for high quality
09.04.14
Not Getting Noticed By A Fund-of-Funds Platform? By Nick Kinney
Many emerging managers (up to $2 billion in assets under management depending on style) use
08.07.14
Expert Advice: A Mid-Year Checkup On The Competitiveness of Your Fund’s Marketing
Earlier this year investment management consulting firm Casey, Quirk & Associates released its
07.03.13
And The Winner Is...
Nick Rotello, Managing Director
Seven Two Partners LLC
Close your eyes for a minute and reflect on
05.02.13
Thinking Through The ‘Fly In Fly Out’ Model
By Luke MacRedmond
Morse Consulting
In the December edition of Emerging Manager Monthly we
05.02.13
November 2024 Issue
This month, we have our annual feature on military veterans in the asset management industry.