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Expert Advice

I actually have three topics that I would like to touch on, the Department of Labor Proposed

05.07.15

Last week, I found twenty-four articles about setting a “fiduciary standard,” many from different

04.02.15

In my last article, I talked about the SEC’s Examination Priorities for 2015. Today, I want to talk

03.05.15

On January 13, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) announced its

02.05.15

Cybersecurity has become one of the hottest topics in the asset management industry. The Securities

02.05.15

I would like to address some of the Securities and Exchange Commission’s upcoming priorities and

01.08.15

Last week, the Securities and Exchange Commission issued its 2014 Agency Financial Report. Not

12.04.14

By Luke MacRedmond Milestream Australia’s mismatch of supply and demand for high quality

09.04.14

Many emerging managers (up to $2 billion in assets under management depending on style) use

08.07.14

Earlier this year investment management consulting firm Casey, Quirk & Associates released its

07.03.13