News
News from the Emerging Manager space.
Illinois Beefs Up Consultant Disclosure Requirements
The Illinois State Legislature has passed a law that will require investment consultants to
12.07.17
Private Equity FoFs Shifting Focus To First-Time Funds: Report
Over half of private equity fund-of-funds managers—”56%—”will invest in first-time funds compared
12.07.17
New Firm Launches To Help Navigate Compliance Complexities
A new firm assisting investment managers with their compliance efforts has launched.
SEC
12.07.17
Alta Capital Sells Majority Stake
Alta Capital Management has sold a 70% ownership stake to Guardian Capital Group for $45
12.07.17
MiFID II Impact On Smaller Asset Managers Being Overlooked
The Markets in Financial Instruments Directive II law going into effect next month in Europe will
12.07.17
Seton Hall Hires Outsourced CIO
Seton Hall University hired an outsourced cio to handle its approximately $245 million endowment in
12.07.17
Call To Arms: The Uphill Battle Of Veteran-Owned Asset Managers
When thinking of the qualities and characteristics that military veterans can bring to various
11.02.17
Herndon Capital Management Winding Down Operations
Herndon Capital Management is winding down, the firm announced.
The firm’s board of directors voted
11.02.17
Northern Trust Selects BDs
Northern Trust has selected eight minority-, women- and disabled veteran- owned firms for its list
11.02.17
NEWS BRIEFS - October
â–º Cheryl King and Peter Capotosto have joined LM Capital Group as vice presidents of business
11.02.17
November 2025 Issue
This month we have our annual veterans feature in honor of Veterans Day next week.