New Firm Launches To Help Navigate Compliance Complexities
A new firm assisting investment managers with their compliance efforts has launched.
SEC
12.07.17
Alta Capital Sells Majority Stake
Alta Capital Management has sold a 70% ownership stake to Guardian Capital Group for $45
12.07.17
MiFID II Impact On Smaller Asset Managers Being Overlooked
The Markets in Financial Instruments Directive II law going into effect next month in Europe will
12.07.17
Simons Says
SEC Update
Two things I want to talk about, the Nov. 15 Division of Enforcement Annual Report for
12.07.17
OceanSquare Launches With Views On Future Of Active Management
OceanSquare Asset Management believes the active management industry is in the early stages of
12.07.17
Radin Capital Sees International Opportunities In U.S.
Radin Capital Partners picked up its first U.S. institutional clients earlier this year in its
12.07.17
An ‘Affinity’ For International Markets Helps Investment Mgr. Grow
Affinity Investment Advisors’ venture into the international markets has proven to be a fruitful
12.07.17
BlueSky Investment Mgmt. Appoints Global Marketing Head
Grant Cleghorn has been appointed partner and head of global marketing at global fundamental value
12.07.17
SWaN & Legend Takes Hands-On Approach To VC Investing
David Strasser spent a recent afternoon monitoring the lunch line at the CAVA on 24th Street and
12.07.17
Industry Leaders Offer Advice To Emerging Managers At ILPA Event
The Institutional Limited Partners Association (ILPA) 2nd annual Emerging Manager Showcase, held on
12.07.17
