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This article examines the Preferential Treat­ment Rule adopted on Aug. 23 as part of the Securities and Exchange Commission’s new Private Fund Rule.

Private Fund Rule Series: Part 3 Restricted Activities Rule

The Securities and Exchange Commission adopted new Investment Advisers Act rules (“Rules”) on Aug. 23 that aim to protect investors in private funds by imposing restrictions on and requiring transparency into certain adviser practices.

The Use Of Hypothetical Performance

Branch Office Information Safeguarding

Exam Observations Of Newly Registered Advisors