Industry News
A roundup of stories from the institutional investment universe.
Complying with the Compliance Program Rule & Surviving the SEC Audit
Hear Directly from the SEC About Understanding the Compliance Officer Rule and Preparing for a SEC
02.01.07
Illinois SURS Hires Investment Officer For Emerging Mgr. Program
The $15.2 billion Illinois State Universities Retirement System has hired Tony Lee to help oversee
01.03.07
Merrill Lynch Consultant Departs
Jeff Swanson, a consultant at Merrill Lynch Investment Consulting Services, has left the firm.
01.03.07
More Personnel Woes At PCG
David Scopelliti and Tom Keck, managing directors at Pacific Corporate Group, are no longer with
01.03.07
Stamford Goes With FIA
The $474 million City of Stamford (Conn.) has selected Fiduciary Investment Advisors as its
01.03.07
Ark. Plan Makes Exec. Dir. Offer
Paul Doane, senior v.p. for public fund sales at Oppenheimer Capital, has been offered the
01.03.07
Crimson Tide Taps Hammond
The $800 million University of Alabama System has selected Hammond Associates as its new
01.03.07
LCG Hires Two Consultants
Katie Buckler and Eric Huff have been hired as consultants at LCG Associates, the firm announced.
01.03.07
Mercer Hires Mgr. Research Head
Jeff Gabrione has been named the head of U.S. investment manager research at Mercer Investment
01.03.07
Delaware Sales Chief Departs
Kevin Lucey, chief of sales, client services and marketing at Delaware Investments, has left the
01.03.07
November 2024 Issue
This month, we have our annual feature on military veterans in the asset management industry.